Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jan 2026)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Jan 2026)
    • [FCA CF] Client dealing (4 Dec 2017 to 18 Jun 2025)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jan 2026)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Jan 2026)
    • [FCA CF] Client dealing (4 Dec 2017 to 18 Jun 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (4 Dec 2017 to 18 Jun 2025)
    • [FCA CF] Material risk taker (4 Dec 2017 to 14 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (4 Dec 2017 to 14 Jan 2026)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF30 Customer (16 Aug 2016 to 13 Jan 2017)
    • CF1 Director (AR) (16 Aug 2016 to 13 Jan 2017)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (11 Jun 2015 to 15 Jan 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 Jun 2008 to 1 Nov 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 1 Nov 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.