Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jan 2026)
- [FCA CF] Material risk taker (18 Dec 2020 to 14 Jan 2026)
- [FCA CF] Client dealing (4 Dec 2017 to 18 Jun 2025)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jan 2026)
- [FCA CF] Material risk taker (18 Dec 2020 to 14 Jan 2026)
- [FCA CF] Client dealing (4 Dec 2017 to 18 Jun 2025)
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- [FCA CF] Client dealing (4 Dec 2017 to 18 Jun 2025)
- [FCA CF] Material risk taker (4 Dec 2017 to 14 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (4 Dec 2017 to 14 Jan 2026)
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- CF30 Customer (16 Aug 2016 to 13 Jan 2017)
- CF1 Director (AR) (16 Aug 2016 to 13 Jan 2017)
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- CF30 Customer (11 Jun 2015 to 15 Jan 2016)
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- CF30 Customer (2 Jun 2008 to 1 Nov 2012)
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- CF30 Customer (2 Jun 2008 to 1 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2012)
- CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.