Andrew James William Emery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sorbus Partners LLP (no longer approved here)

    FRN 588466

    • SMF16 Compliance Oversight (3 Feb 2023 to 15 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Feb 2023 to 15 Dec 2025)
  • Money Redress Limited (no longer approved here)

    FRN 837239

    • SMF16 Compliance Oversight (26 Jul 2021 to 15 Jul 2024)
  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2020)
    • CF1 Director (AR) (11 Jan 2017 to 8 Oct 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 8 Oct 2020)
    • CF11 Money Laundering Reporting (4 Aug 2015 to 8 Dec 2019)
    • CF1 Director (4 Aug 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Aug 2015 to 30 Sep 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (3 Mar 2005 to 10 Nov 2005)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (706)Employed By (3 Mar 2005 to 10 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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