Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 May 2024)
- [FCA CF] Client dealing (since 13 May 2024)
- CF30 Customer (11 Mar 2011 to 19 Oct 2011)
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- CF30 Customer (26 Jun 2008 to 9 Mar 2011)
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- CF4 Partner (AR) (20 Aug 2002 to 29 May 2003)
- CF21 Investment Adviser (20 Aug 2002 to 29 May 2003)
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- (2)Employed By (20 Aug 2002 to 29 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.