Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
    • CF30 Customer (11 Mar 2011 to 19 Oct 2011)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (26 Jun 2008 to 9 Mar 2011)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF4 Partner (AR) (20 Aug 2002 to 29 May 2003)
    • CF21 Investment Adviser (20 Aug 2002 to 29 May 2003)
  • Lighthouse IFA's (Salisbury) Ltd (no longer approved here)

    FRN 217825

    • (2)Employed By (20 Aug 2002 to 29 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.