Andrew James Shaw

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Nov 2025)
    • CF4 Partner (AR) (since 19 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Andrew Shaw

    FRN 1044479

    • (2)Employed By (since 19 Nov 2025)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andrew Shaw

  2. controlled function added: (2)Employed By at Andrew Shaw