Andrew James Scholes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Assets (North) Limited
FRN 744716
- SMF3 Executive Director (since 20 Aug 2025)
- Responsibility for MCD Intermediation (since 20 Aug 2025)
- Responsible for Insurance Distribution (since 20 Aug 2025)
- SMF16 Compliance Oversight (since 20 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Aug 2025)
CORPORATE SOLUTIONS (POOLE) LTD (no longer approved here)
FRN 741551
- [FCA CF] Client dealing (26 Jun 2024 to 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (26 Jun 2024 to 1 Jan 2026)
HL Partnership Limited (no longer approved here)
FRN 303397
- Appointed representative dealing with clients for which they require qualification (4 Apr 2024 to 24 Sep 2024)
LIQUID COMPLETE LTD (no longer approved here)
FRN 685425
- [PRA CF] Key function holder (23 Oct 2023 to 29 Feb 2024)
Maine Financial (no longer approved here)
FRN 211144
- (18)Employed By (1 Dec 2001 to 11 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.