Andrew James Robb

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 22 Jun 2021)
  • AJR Financial Services Ltd (no longer approved here)

    FRN 839499

    • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 3 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 2 Nov 2023)
    • CF10 Compliance Oversight (2 Dec 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (2 Dec 2019 to 2 Nov 2023)
    • Responsible for Insurance Distribution (2 Dec 2019 to 2 Nov 2023)
    • CF1 Director (2 Dec 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.