Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (28 May 2021 to 15 Jan 2026)
    • [FCA CF] Client dealing (28 May 2021 to 15 Jan 2026)
  • AFL Financial Services Ltd (no longer approved here)

    FRN 200144

    • Employed By (15 Apr 2014 to 31 Dec 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (26 Aug 2003 to 2 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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