Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • SMF18 Other Overall Responsibility (23 Dec 2020 to 19 Feb 2023)
    • [FCA CF] Client dealing (5 Mar 2019 to 4 Mar 2020)
    • [FCA CF] Manager of certification employee (6 Mar 2018 to 23 Dec 2020)
    • [FCA CF] Material risk taker (6 Mar 2018 to 23 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.