Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Feb 2015)
    • (3)Employed By (since 13 Jan 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (28 Nov 2012 to 16 Jan 2015)
    • CF30 Customer (28 Nov 2012 to 16 Jan 2015)
  • Andrew Noone Wealth Management Ltd (no longer approved here)

    FRN 591439

    • Employed By (28 Nov 2012 to 16 Jan 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.