Andrew James Newton

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJN Financial Services Ltd

    FRN 945863

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 May 2021)
    • Responsible for Insurance Distribution (since 4 May 2021)
    • SMF16 Compliance Oversight (since 4 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2021)
    • SMF3 Executive Director (since 4 May 2021)
    • [FCA CF] Client dealing (since 4 May 2021)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Client dealing (27 Nov 2020 to 4 May 2021)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 4 May 2021)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (31 Oct 2011 to 28 Jun 2013)
    • CF1 Director (AR) (31 Oct 2011 to 28 Jun 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.