Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (23 Dec 2008 to 8 Dec 2019)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF27 Investment Management (25 Jul 2007 to 31 Oct 2007)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF27 Investment Management (25 Jul 2007 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF27 Investment Management (25 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.