Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Halifax Share Dealing Limited
FRN 183332
- 14. Managing investments
- [FCA CF] Client dealing (since 28 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 28 Feb 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.