Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marsh Finance & Commercial Limited
FRN 704239
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (21 Oct 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2015 to 8 Dec 2019)
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Marsh FM LLP
FRN 704276
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2020)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2015 to 8 Dec 2019)
- CF4 Partner (21 Oct 2015 to 8 Dec 2019)
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Marsh Finance Limited
FRN 312186
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (20 Oct 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.