Andrew James Leedham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LWM LLP

    FRN 604928

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (2 Jan 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (2 Jan 2014 to 8 Dec 2019)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • CF11 Money Laundering Reporting (1 Apr 2013 to 31 Dec 2013)
    • CF10 Compliance Oversight (1 Apr 2013 to 31 Dec 2013)
    • Responsible for Insurance Mediation (1 Apr 2013 to 31 Dec 2013)
    • CF1 Director (27 Jul 2011 to 31 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (18 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (18 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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