Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • SMF9 Chair of the Governing Body (25 Feb 2020 to 31 Dec 2024)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • Director of firm who is not a certification employee or a SMF manager (25 Feb 2020 to 31 Dec 2024)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.