Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
    • [FCA CF] Manager of certification employee (21 Oct 2024 to 18 Feb 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2021 to 1 May 2024)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • [FCA CF] Functions requiring qualifications (13 Apr 2021 to 15 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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