Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 27 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 27 Apr 2022)
- CF30 Customer (since 13 Apr 2022)
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Bloomfield & Associates Limited
FRN 575725
- Employed By (since 13 Apr 2022)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2012)
- CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2004 to 28 Jul 2005)
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- CF21 Investment Adviser (28 Jul 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2004 to 28 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.