Andrew James Harrison

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Mar 2021)
- [FCA CF] Client dealing (since 3 Mar 2021)
- CF30 Customer (27 Mar 2018 to 8 Dec 2019)
AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- CF30 Customer (21 Mar 2012 to 28 Nov 2012)
SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 217994
- CF30 Customer (23 Aug 2011 to 28 Dec 2011)
Clarion Wealth Mangement Limited (no longer approved here)
FRN 536947
- Employed By (1 Dec 2010 to 22 Aug 2011)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (2 Nov 2010 to 22 Aug 2011)
- CF1 Director (AR) (2 Nov 2010 to 22 Aug 2011)
Simon Drew & Associates Independent Financial Consultants (2561) (no longer approved here)
FRN 189682
- (3)Employed By (6 Apr 2005 to 28 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.