Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Jun 2023)
    • [FCA CF] Material risk taker (since 22 Jun 2023)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (15 Nov 2022 to 27 May 2023)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (29 Jan 2020 to 14 Dec 2020)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (29 Jan 2020 to 14 Dec 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 21 Oct 2011)
    • CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 4 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.