Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Montreal
FRN 124788
- [FCA CF] Client dealing (since 22 Jun 2023)
- [FCA CF] Material risk taker (since 22 Jun 2023)
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- [FCA CF] Client dealing (15 Nov 2022 to 27 May 2023)
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- [FCA CF] Client dealing (29 Jan 2020 to 14 Dec 2020)
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- [FCA CF] Client dealing (29 Jan 2020 to 14 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 21 Oct 2011)
- CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 4 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.