Andrew James Griffiths

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Griffiths Financial Planning Limited

    FRN 192211

    • (1)Employed By (since 24 Jan 2024)
    • (3)Employed By (19 Oct 1999 to 23 Jan 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • CF30 Customer (since 19 Nov 2023)
    • CF1 Director (AR) (since 19 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 23 Jan 2024)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF1 Director (AR) (6 Mar 2006 to 23 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Griffiths Financial Planning Limited

  2. controlled function added: (3)Employed By at Griffiths Financial Planning Limited

  3. controlled function added: (1)Employed By at Griffiths Financial Planning Limited