Andrew James Gooch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2006 to 6 Jun 2006)
  • Colin John Abbott

    FRN 215211

    • Employed By (since 20 Mar 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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