Andrew James Frankland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • CF30 Customer (since 30 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 30 Dec 2020)
    • CF1 Director (AR) (since 30 Dec 2020)
  • Modo Financial Planning LTD

    FRN 939439

    • (2)Employed By (since 30 Dec 2020)
  • Robert Bruce Associates Limited (no longer approved here)

    FRN 610277

    • SMF3 Executive Director (9 Dec 2019 to 3 Nov 2020)
    • CF1 Director (24 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Modo Financial Planning LTD

  2. controlled function added: (2)Employed By at Modo Financial Planning LTD