Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parliament Hill Ltd (no longer approved here)

    FRN 308448

    • SMF3 Executive Director (9 Dec 2019 to 16 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Apr 2024)
    • CF29 Significant management (1 Nov 2007 to 22 Aug 2012)
    • CF28 Systems and controls (1 Nov 2007 to 22 Aug 2012)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 7 Nov 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • 3 Sixty Financial Limited (no longer approved here)

    FRN 186435

    • Employed By (1 Oct 1998 to 30 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.