Andrew James Busby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aliter Capital LLP (no longer approved here)

    FRN 773712

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (27 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jun 2017 to 8 Dec 2019)
    • CF4 Partner (27 Jun 2017 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • H.I.G. Capital International Advisors, LLP (no longer approved here)

    FRN 473775

    • CF4 Partner (30 May 2012 to 31 Dec 2013)
    • CF30 Customer (30 May 2012 to 31 Dec 2013)
  • H.I.G. EUROPEAN CAPITAL PARTNERS, LLP (no longer approved here)

    FRN 462404

    • CF4 Partner (2 Nov 2009 to 5 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.