Andrew James Brook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF7 Sole Trader (AR) (18 Mar 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (20 Aug 2002 to 31 Oct 2007)
  • Andrew Brook

    FRN 232110

    • (1)Employed By (since 18 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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