Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
    • CF1 Director (AR) (since 16 Dec 2020)
    • CF30 Customer (since 16 Dec 2020)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (28 May 2019 to 8 Dec 2019)
    • (2)Employed By (since 16 Dec 2020)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (2 Nov 2018 to 17 May 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Feb 2011 to 1 Feb 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Dec 2007 to 4 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andrew Brannan Wealth Management Ltd

  2. controlled function added: (2)Employed By at Andrew Brannan Wealth Management Ltd