Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Feb 2021)
- CF1 Director (AR) (since 16 Dec 2020)
- CF30 Customer (since 16 Dec 2020)
- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
- CF30 Customer (28 May 2019 to 8 Dec 2019)
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Andrew Brannan Wealth Management Ltd
FRN 938413
- (2)Employed By (since 16 Dec 2020)
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- CF30 Customer (2 Nov 2018 to 17 May 2019)
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- CF30 Customer (3 Feb 2011 to 1 Feb 2012)
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- CF30 Customer (17 Dec 2007 to 4 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Andrew Brannan Wealth Management Ltd
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controlled function added: (2)Employed By at Andrew Brannan Wealth Management Ltd