Andrew James Botha

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Uswitch Limited (no longer approved here)
FRN 312850
- CF10 Compliance Oversight (23 Apr 2018 to 1 Apr 2019)
- CF11 Money Laundering Reporting (23 Apr 2018 to 1 Apr 2019)
- CF1 Director (30 Jun 2016 to 29 May 2019)
Dot Zinc Limited (no longer approved here)
FRN 415689
- CF10 Compliance Oversight (23 Apr 2018 to 1 Apr 2019)
- CF11 Money Laundering Reporting (23 Apr 2018 to 1 Apr 2019)
- CF1 Director (2 Nov 2017 to 29 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.