Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (30 Jul 2013 to 16 May 2014)
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- CF30 Customer (6 Feb 2008 to 29 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 26 Nov 2007)
- CF21 Investment Adviser (15 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Jul 2002 to 15 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.