Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (9 Oct 2023 to 11 Sep 2024)
    • [FCA CF] Material risk taker (9 Oct 2023 to 11 Sep 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (1 Sep 2023 to 11 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2023 to 11 Sep 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (26 May 2020 to 4 Jun 2020)
    • [PRA CF] Managing a material risk taker (26 May 2020 to 4 Jun 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
    • [FCA CF] Significant management (5 Mar 2018 to 6 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (22 Jul 2016 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (22 Jul 2016 to 7 Jul 2017)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 13 Apr 2022)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 13 Apr 2022)
    • [FCA CF] Significant management (1 Jul 2018 to 6 Aug 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (10 Jun 2014 to 11 Aug 2014)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (10 Jun 2014 to 11 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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