Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (14 Oct 2016 to 11 May 2017)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (14 Oct 2016 to 11 May 2017)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (24 Jul 2015 to 29 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.