Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Advice Centre Limited
FRN 413317
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 11 Jul 2023)
- [FCA CF] Functions requiring qualifications (since 11 Jul 2023)
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- CF30 Customer (14 Oct 2016 to 11 May 2017)
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- Employed By (14 Oct 2016 to 11 May 2017)
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- CF30 Customer (24 Jul 2015 to 29 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.