Andrew James Anthony Keating

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2017)
    • [FCA CF] Client dealing (since 8 Nov 2017)
    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (8 Dec 2003 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (8 Nov 2017 to 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (8 Nov 2017 to 30 Oct 2023)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (29 Sep 2014 to 11 Jul 2017)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Jul 2013 to 25 Jun 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 13 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.