Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 3 Jan 2023)
- [FCA CF] Material risk taker (24 Jul 2023 to 17 Dec 2024)
- [FCA CF] Client dealing (7 Sep 2016 to 5 Mar 2019)
- CF30 Customer (31 Jul 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.