Andrew Ian MacKenzie-Shapland

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morris Shapland Financial Services Limited

    FRN 688217

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Morris Shapland Financial Services Ltd (no longer approved here)

    FRN 194468

    • (4)Employed By (1 Dec 2001 to 31 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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