Andrew Ian Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 30 Nov 2023)
- [FCA CF] Client dealing (since 5 Aug 2020)
Sova Capital Limited (no longer approved here)
FRN 225539
- CF30 Customer (18 Feb 2013 to 9 Dec 2013)
Renaissance Capital Limited (no longer approved here)
FRN 186891
- CF30 Customer (10 Feb 2010 to 18 Oct 2012)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (27 Nov 2007 to 11 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.