Andrew Iain McGlone

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cauvery Wealth Ltd

    FRN 1024604

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • Responsibility for MCD Intermediation (18 Sep 2024 to 20 Sep 2025)
    • Responsible for Insurance Distribution (18 Sep 2024 to 20 Sep 2025)
    • [FCA CF] Material risk taker (26 Jan 2024 to 1 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Sep 2025)
    • CF1 Director (24 Jan 2019 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (99)Employed By (19 Jan 2022 to 22 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF3 Chief Executive (AR) (19 Jan 2022 to 22 Apr 2025)
    • CF1 Director (AR) (19 Jan 2022 to 22 Apr 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF3 Chief Executive (AR) (19 Jan 2022 to 22 Apr 2025)
    • CF1 Director (AR) (19 Jan 2022 to 22 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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