Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Feb 2020 to 18 Feb 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 4 Jan 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 4 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 4 Jan 2022)
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- [FCA CF] CASS oversight function (9 Dec 2019 to 16 Dec 2021)
- SMF1 Chief Executive (9 Dec 2019 to 26 May 2020)
- SMF3 Executive Director (9 Dec 2019 to 26 Nov 2021)
- CF30 Customer (1 Jun 2016 to 8 Dec 2019)
- CF1 Director (1 Jun 2016 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Jun 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Jun 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.