Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (17 Feb 2020 to 18 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 4 Jan 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 4 Jan 2022)
  • Housing Growth Partnership Manager Limited (no longer approved here)

    FRN 709515

    • [FCA CF] CASS oversight function (9 Dec 2019 to 16 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 26 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Jun 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.