Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
- [FCA CF] Client dealing (since 24 Mar 2021)
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- CF1 Director (AR) (27 May 2008 to 21 May 2009)
- CF30 Customer (1 May 2008 to 21 May 2009)
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- CF1 Director (AR) (27 May 2008 to 21 May 2009)
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- Employed By (27 May 2008 to 1 May 2013)
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- Employed By (14 Nov 2007 to 8 Apr 2009)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jul 2007 to 14 Sep 2007)
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- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 6 Aug 2007)
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- Employed By (2 Jun 2006 to 6 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.