Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
    • [FCA CF] Client dealing (since 24 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (27 May 2008 to 21 May 2009)
    • CF30 Customer (1 May 2008 to 21 May 2009)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (27 May 2008 to 21 May 2009)
  • Andrew Hope Investment Limited (no longer approved here)

    FRN 482509

    • Employed By (27 May 2008 to 1 May 2013)
  • The Airline Mortgage Company (no longer approved here)

    FRN 225521

    • Employed By (14 Nov 2007 to 8 Apr 2009)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 14 Sep 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 6 Aug 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (2 Jun 2006 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.