Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prichard & Hewitt
FRN 305103
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Aug 2023)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 1 Aug 2023)
- [FCA CF] CASS oversight function (9 Dec 2019 to 1 Aug 2023)
- Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2007)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Aug 2007)
- CF4 Partner (31 Oct 2004 to 31 Aug 2007)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Aug 2007)
- CF13 Finance (31 Oct 2004 to 31 Aug 2007)
- CF11 Money Laundering Reporting (31 Oct 2004 to 31 Aug 2007)
- CF14 Risk Assessment (31 Oct 2004 to 31 Aug 2007)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Aug 2007)
- CF15 Internal Audit (31 Oct 2004 to 31 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.