Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SSE Trading Limited (no longer approved here)

    FRN 217759

    • (10)CF10 Compliance Oversight (29 Dec 2015 to 23 Feb 2017)
    • (9)CF26 Customer Trading (9 Jan 2003 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)CF26 Customer Trading at SSE Trading Limited

  2. controlled function added: (10)CF10 Compliance Oversight at SSE Trading Limited