Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (10)CF10 Compliance Oversight (29 Dec 2015 to 23 Feb 2017)
- (9)CF26 Customer Trading (9 Jan 2003 to 1 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (9)CF26 Customer Trading at SSE Trading Limited
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controlled function added: (10)CF10 Compliance Oversight at SSE Trading Limited