Andrew Hart-Fox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 24 May 2024)
    • [FCA CF] Material risk taker (since 5 May 2023)
    • [FCA CF] Client dealing (since 13 Feb 2023)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 24 May 2024)
    • [FCA CF] Material risk taker (since 5 May 2023)
    • [FCA CF] Client dealing (since 13 Feb 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (29 Dec 2020 to 31 Dec 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
    • CF30 Customer (29 Sep 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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