Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 1 Jul 2023)
- [FCA CF] Manager of certification employee (since 23 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2019)
- [FCA CF] Manager of certification employee (22 Nov 2019 to 22 Feb 2023)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 23 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 23 Mar 2026)
- [FCA CF] Manager of certification employee (30 Jan 2020 to 19 May 2020)
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- [FCA CF] Manager of certification employee (2 Apr 2024 to 27 Mar 2025)
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- [FCA CF] Manager of certification employee (23 Mar 2023 to 18 Oct 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 27 Sep 2023)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2022 to 1 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.