Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 12 Aug 2022)
    • [FCA CF] Client dealing (since 9 Feb 2022)
    • [FCA CF] Material risk taker (since 9 Feb 2022)
    • [FCA CF] Significant management (since 9 Feb 2022)
    • [FCA CF] Proprietary trader (9 Feb 2022 to 17 Oct 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (3 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.