Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Significant management (11 Jan 2022 to 31 May 2022)
    • [FCA CF] Manager of certification employee (11 Jan 2022 to 31 May 2022)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (11 Jan 2022 to 31 May 2022)
    • [FCA CF] Significant management (30 Jan 2019 to 31 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Sep 2017 to 31 May 2022)
    • [FCA CF] Material risk taker (11 Sep 2017 to 31 May 2022)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (11 Jan 2022 to 31 May 2022)
    • [FCA CF] Significant management (30 Jan 2019 to 31 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2018 to 31 May 2022)
    • [FCA CF] Material risk taker (9 Feb 2018 to 31 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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