Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [PRA CF] Managing a material risk taker (since 1 Nov 2025)
    • [FCA CF] Material risk taker (since 11 Sep 2017)
    • [FCA CF] Client dealing (since 11 Sep 2017)
    • [FCA CF] Manager of certification employee (since 11 Sep 2017)
    • [PRA CF] Managing a material risk taker (11 Sep 2017 to 19 Jul 2023)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Client dealing (11 Sep 2017 to 7 Dec 2020)
    • [FCA CF] Material risk taker (11 Sep 2017 to 7 Dec 2020)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (25 Oct 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.