Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 Sep 2010 to 13 Sep 2010)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (28 Apr 2008 to 20 Jul 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 20 Jul 2010)
    • CF26 Customer Trading (22 Oct 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (22 Dec 2004 to 1 Sep 2007)
    • CF26 Customer Trading (22 Dec 2004 to 1 Sep 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (22 Dec 2004 to 28 Feb 2005)
    • CF26 Customer Trading (22 Dec 2004 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (22 Dec 2004 to 1 Sep 2007)
    • CF26 Customer Trading (22 Dec 2004 to 1 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.