Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (27 May 2020 to 21 Oct 2022)
    • [FCA CF] Client dealing (15 Nov 2016 to 21 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 7 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (27 May 2020 to 27 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 Jan 2019 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.