Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Equity Development Limited
FRN 185325
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (22 Mar 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Aug 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (3 May 2006 to 8 Dec 2019)
- CF13 Finance (19 Nov 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (19 Nov 2004 to 8 Dec 2019)
- CF1 Director (28 Jan 2004 to 8 Dec 2019)
- CF21 Investment Adviser (28 Jan 2004 to 22 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.