Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (9 Mar 2015 to 31 Aug 2015)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF30 Customer (5 Apr 2013 to 12 Jan 2015)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
    • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 26 Jun 2012)
    • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.