Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (5 May 2020 to 20 May 2021)
- CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
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- CF14 Risk Assessment (1 Dec 2001 to 23 Dec 2004)
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2005)
- CF27 Investment Management (1 Dec 2001 to 23 Dec 2004)
- CF1 Director (1 Dec 2001 to 8 Mar 2006)
- CF8 Apportionment and Oversight (1 Dec 2001 to 8 Mar 2006)
- CF3 Chief Executive (1 Dec 2001 to 8 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.