Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (14 Jan 2005 to 29 Jan 2009)
- CF1 Director (1 Dec 2001 to 27 Feb 2018)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2010)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2010)
- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.